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Kurt Simeon Eftikides

Wells Fargo Clearing Services, LLC

Tampa, FL

Palm Harbor, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-12-14
  • FL RA
    APPROVED
    Since 2010-12-14

Branch Locations

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

100 E Lake Rd, Palm Harbor, FL 34685 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tampa FL 12/2010 11/2016
Wells Fargo Clearing Services, Llc Tampa FL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-13
S65 Uniform Investment Adviser Law Examination 1997-03-03
S63 Uniform Securities Agent State Law Examination 1996-07-30
  • S66 Uniform Combined State Law Examination
    2006-06-13
  • S65 Uniform Investment Adviser Law Examination
    1997-03-03
  • S63 Uniform Securities Agent State Law Examination
    1996-07-30
Other Names
  • Kurt Lestat
  • Kurt Simeon Eftikides
  • Kurt S Eftikides

View on SEC IAPD

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