Jarrett Lee Gounaris

Rbc Capital Markets, LLC

Sparrows Point, MD

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-27
MD	RA	APPROVED	2021-04-15

TX RA
APPROVED_RES

Since 2025-01-27
MD RA
APPROVED

Since 2021-04-15

Branch Locations

1201 Wills Street Suite 230, Baltimore, MD 21231-3805 • United States

Sparrows Point, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Baltimore	MD	06/1996	04/2021
Bank Of America,N.A.	Baltimore	MD	06/2011	04/2021
Rbc Capital Markets, Llc	Baltimore	MD	04/2021	Present
City National Bank	Baltimore	MD	02/2022	Present

06/1996 → 04/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baltimore, MD
06/2011 → 04/2021

Bank Of America,N.A.

Baltimore, MD
04/2021 → Present

Rbc Capital Markets, Llc

Baltimore, MD
02/2022 → Present

City National Bank

Baltimore, MD

Previous Registrations

1997-05-20 → 2021-04-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baltimore, MD

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-09-06
S63	Uniform Securities Agent State Law Examination	1996-08-23

S65 Uniform Investment Adviser Law Examination

1996-09-06
S63 Uniform Securities Agent State Law Examination

1996-08-23

Other Names

Jarrett L Gounaris

View on SEC IAPD

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