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Daniel Etheridge Archer

Act Wealth Management, LLC

Allen, TX

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Current Employers
Act Wealth Management, Llc

One Bethany East 900 West Bethany Drive, Suite 150, Allen, TX 75013 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2019-06-28
TX RA APPROVED 2010-12-08
  • NM RA
    APPROVED
    Since 2019-06-28
  • TX RA
    APPROVED
    Since 2010-12-08

Branch Locations

One Bethany East 900 West Bethany Drive, Suite 150, Allen, TX 75013 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Act Wealth Management, Llc Plano TX 12/2010 Present
Previous Registrations
  • 2006-08-03 → 2010-12-09
    True North Advisors, Llc
    Dallas, TX
  • 2006-09-07 → 2006-11-01
    American Securities Group, Inc.
    Dallas, TX
  • 2004-12-09 → 2006-07-31
    Retirement Advisors Of America
    Dallas, TX
  • 2002-01-11 → 2004-12-10
    Ubs Financial Services Inc.
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-23
S63 Uniform Securities Agent State Law Examination 1996-08-20
  • S65 Uniform Investment Adviser Law Examination
    1996-08-23
  • S63 Uniform Securities Agent State Law Examination
    1996-08-20
Designations
Other Names
  • Dan Archer
  • Daniel E Archer

View on SEC IAPD

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