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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-26 |
Branch Locations
60 Livingston Ave, Saint Paul, MN 55107 • United States
Maple Grove, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Saint Paul | MN | 03/2003 | Present |
| U.S. Bank | Saint Paul | MN | 09/2004 | Present |
| U.S. Bancorp Advisors, Llc. | Saint Paul | MN | 09/2025 | Present |
FINRA Arbitrator; investment-related; Chicago, IL; to serve as arbitrator for FINRA arbitrations; FINRA Arbitrator; 1/14/2015; 0 hours/month unless asked to serve on FINRA arbitration case; 0 hours/trading unless asked to serve on FINRA arbitration case; hear the case and determine the outcome for the parties involved.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-22 |
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