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Todd Christian Ferreira

Ameriprise Financial Services, LLC

San Jose, CA

Rocklin, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-08-25
TX RA APPROVED 2017-08-25
  • CA RA
    APPROVED
    Since 2017-08-25
  • TX RA
    APPROVED
    Since 2017-08-25

Branch Locations

225 W Santa Clara St Ste 1600, San Jose, CA 95113-1723 • United States

Rocklin, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nf Wealth Management, Inc San Jose CA 01/2015 08/2017
Purshe Kaplan Sterling Investments Albany NY 01/2015 08/2017
Ameriprise Financial Services Inc Campbell CA 08/2017 03/2020
Ameriprise Financial Services, Llc San Jose CA 03/2020 Present
  • 01/2015 → 08/2017
    Nf Wealth Management, Inc
    San Jose, CA
  • 01/2015 → 08/2017
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 08/2017 → 03/2020
    Ameriprise Financial Services Inc
    Campbell, CA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    San Jose, CA
Previous Registrations
  • 2015-01-09 → 2017-08-30
    Nf Wealth Management, Inc
    San Jose, CA
  • 2007-08-24 → 2015-01-20
    Lpl Financial Llc
    Cupertino, CA
    Fort Mill, SC
    San Jose, CA
  • 2005-02-22 → 2007-09-18
    Addison Avenue Financial Partners, Llc
    Cupertino, CA
  • 2005-01-05 → 2006-11-29
    Cuso Financial Services, L.P.
    Palo Alto, CA
    Cupertino, CA
    Cupertino, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-22
S63 Uniform Securities Agent State Law Examination 1996-07-22
  • S65 Uniform Investment Adviser Law Examination
    2004-12-22
  • S63 Uniform Securities Agent State Law Examination
    1996-07-22

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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