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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-19 |
Branch Locations
1933 State Route 35 1St Floor, Wall, NJ 07719 • United States
331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Wall | NJ | 10/2010 | Present |
| Wells Fargo Advisors Llc | Wall | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wall | NJ | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-16 |
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