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Account
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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| DE | RA | APPROVED | 2013-11-20 |
| PA | RA | APPROVED | 2012-10-17 |
| CT | RA | APPROVED | 2010-04-21 |
Branch Locations
1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States
100 Front Street Suite 600, West Conshohocken, PA 19428 • United States
King Of Prussia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | West Conshohocken | PA | 03/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-07 |
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