Ron L Guidi

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 07/2017
  Robertson Stephens Advisors
  San Fransisco, CA
• 06/2013 → 07/2017
  Robertson Stephens Securities
  San Francisco, CA
• 08/2017 → 04/2019
  Liberty Group, Llc
  Oakland, CA
• 05/2019 → 03/2026
  Rockefeller Financial Llc
  San Francisco, CA
• 08/2024 → 03/2026
  Rockefeller Capital Management
  San Francisco, CA
• 04/2026 → Present
  Oppenheimer & Co. Inc.
  San Francisco, CA

Previous Registrations

• 2019-05-07 → 2026-04-17
  Rockefeller Financial Llc
  San Francisco, CA
  Walnut Creek, CA
  Alamo, CA
• 2024-08-07 → 2026-04-17
  Rockefeller Capital Management
  San Francisco, CA
• 2018-05-17 → 2019-04-29
  Liberty Wealth Management, Llc
  Oakland, CA
• 2017-08-24 → 2018-10-10
  Liberty Group, Llc
  Oakland, CA
  Los Altos, CA
  Oakland, CA
• 2013-08-09 → 2017-08-04
  Robertson Stephens Advisors
  San Francisco, CA
• 2006-07-20 → 2013-03-20
  Deutsche Bank Securities Inc.
  San Francisco, CA
• 2004-07-26 → 2005-11-07
  Stone & Youngberg Llc
  San Francisco, CA
• 2005-03-11 → 2005-11-07
  S & Y Asset Management Llc
  San Francisco, CA
• 2002-06-19 → 2002-11-01
  Robertson Stephens, Inc.
  Boston, MA

Other Businesses

THE GUIDI FAMILY TRUST - TRUST CONTAINS RENTAL PROPERTY - INVESTMENT RELATED - RENTAL INCOME. DUTIES: MAINTAINING PROPERTY. SPENDS APPROXIATELY TWO HOURS PER MONTH, ZERO DURING MARKET HOURS. (OPCO PENDING REVIEW)

Exams

• S66 Uniform Combined State Law Examination
  2002-06-12
• S63 Uniform Securities Agent State Law Examination
  1998-01-07

Other Names

• L. Ronald Guidi
• Ron Guidi