David Henry Kraft

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-07-15
VA	RA	APPROVED	2005-06-15

TX RA
APPROVED_RES

Since 2020-07-15
VA RA
APPROVED

Since 2005-06-15

Branch Locations

1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Richmond	VA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Richmond	VA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Richmond, VA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Richmond, VA

Other Businesses

SMK, FAMILY LLC; INV RELATED; MIDLOTHIAN, VA; HOLDING COMPANY; 100% OWNERSHIP; START 12/1/2020; 0 HOURS PER MONTH, 0 DURING TRADING; INVESTOR. RENT READY RVA, LLC; NOT INV. RELATED; MIDLOTHIAN,VA; 50% OWNERSHIP; START DATE 03/20/2023; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOUTRS DURING TRADING 0; REAL ESTATE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-09-11
S63	Uniform Securities Agent State Law Examination	1997-05-30

S65 Uniform Investment Adviser Law Examination

2002-09-11
S63 Uniform Securities Agent State Law Examination

1997-05-30

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews