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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2004-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/1999 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2004 | Present |
1) NAME OF OTHER BUSINESS: ELIZABETH KUSEN ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENTS ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ASSISTANT / CLIENT SERVICES APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; BRIEF DESCRIPTION OF DUTIES: OPERATING WITHIN THE OFFICE OF NICHTER WEALTH MANAGEMENT, BUT NOT USING THAT DBA NAME ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-08 |
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