Thomas Dudley Frost

Current Employers

Employment History

• 09/2003 → Present
  Lpl Financial Llc
  Fresno, CA

Previous Registrations

• 1997-07-08 → 2002-09-06
  Prudential Equity Group, Llc
  Fresno, CA

Other Businesses

(1) 12/14/2004: TDF MOTORSPORTS MARKETING - Not Investment Related - Other-Business Owner - OWNER, SALES, GENERAL BUSINESS MANAGER. (2) 8/7/2009: Thiesen Dueker - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (3) 8/7/2009: THIESEN DUEKER GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (4) 8/7/2009: Thiesen Dueker Financial Consulting Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (5) 5/10/2016: Clovis Point Partners - Not Investment Related - 2940 E. Nees, Suites 107 and 109, Fresno, CA 93720 - Other-LLC-Restaurant - Started 04/01/2015 - 5 Hours Per Month/0 Hours During Securities Trading - LLC Holding Company for The Point Patio Bar & Bistro restaurant. (6) 2/9/2022 - Brownstone Investment Partners LLC - Investment Related - 7050 N. Fresno St. Ste. 105 Fresno CA 93720 - Real Estate Rental - Started 02/04/2022 - 1 Hour Per Month During Securities Trading. (7) 08/21/2023 - Thiesen Dueker Modern Wealth Management - Investment Related - At Reportable Business Location - DBA for LPL Business (entity for LPL business) - Start Date 08/08/2023 - 160 Hours Per Month 40 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-18
• S63 Uniform Securities Agent State Law Examination
  1996-08-27