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John Stratton

Wealth Enhancement Advisory Services, LLC

Oakland, CA

Plymouth, MN

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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-16
  • CA RA
    APPROVED
    Since 2022-11-16

Branch Locations

1999 Harrison St Suite 1530, Oakland, CA 94612 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Btr Capital Management Inc. San Francisco CA 02/1993 11/2022
Wealth Enhancement Advisory Services Oakland CA 11/2022 Present
Wealth Enhancement Group Oakland CA 11/2022 Present
  • 02/1993 → 11/2022
    Btr Capital Management Inc.
    San Francisco, CA
  • 11/2022 → Present
    Wealth Enhancement Advisory Services
    Oakland, CA
  • 11/2022 → Present
    Wealth Enhancement Group
    Oakland, CA
Previous Registrations
  • 2011-03-08 → 2022-12-06
    Btr Capital Management Inc
    Oakland, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-24
  • S65 Uniform Investment Adviser Law Examination
    1996-05-24
Designations
Other Names
  • John A Stratton
  • John Allen Stratton

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
FM CAPITAL GROUP
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC
FINANCIAL AVENGERS, INC.

Other Investors

GREGORY BURTON GILBERT
STERLING CARMEN HIRSCH
Mark CHRISTOPHER DeVito
Daire Peter Heneghan
Roscoe Herman Harris
AARON KURT PHILLIPS
WILLIAM STUART MONSTED
Randall w Silvey

Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

More in Oakland, CA

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