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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-05
TX RA APPROVED 2025-11-05
  • NC RA
    APPROVED
    Since 2025-11-05
  • TX RA
    APPROVED
    Since 2025-11-05

Branch Locations

1838 Sir Tyler Drive Suite 102, Wilmington, NC 28405 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-29
TX RA APPROVED_RES 2023-09-15
  • NC RA
    APPROVED
    Since 2023-09-29
  • TX RA
    APPROVED_RES
    Since 2023-09-15

Branch Locations

1838 Sir Tyler Drive, Suite 102, Wilmington, NC 28405 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Wilmington NC 01/2009 09/2023
Rockefeller Financial Llc Wilmington NC 09/2023 Present
Rockefeller Capital Management Wilmington NC 11/2025 Present
Previous Registrations
Other Businesses

1)BRUNSWICK COUNTY PROPERTY MANAGEMENT / WILMINGTON NC 28405 / OTHER / REAL ESTATE / FOR PERSONAL REAL ESTATE DEALS / SOLE PROPRIETORSHIP / I AM SOLE MANAGING MEMBER / START DATE 11/07/2006. 2)NEW HANOVER ESTATE PLANNING ASSOCIATION / 300 N 3RD STREET WILMINGTON NC 28401 / FOUNDATION / EDUCATION / SPEAKERS IN TO TEACH ABOUT ESTATE PLANNING / OTHER GENERAL MEMBER / START DATE 07/20/2011 / 1 HOUR A MONTH 3) NC Coastal Land Trust / United States / 3 pine valley drive Wilmington, NC 28412 / No Charity / https://coastallandtrust.org/ / preserving donated land throughout coastal NC / Member of Board of directors / I am on the finance committee, UBS does not manage any assets for this organization / Start Date 2/29/2020 4) Golf Hospitality Partners 2 / 1004 Ocean Ridge Dr Wilmington, NC 28405/ Personal Real Estate LLC/ 100% investment rental property/ managing member/ START DATE: 8/11/2022. 5 )Golf Hospitality Partners, Inc./ Category -New LLC for private real estate purposes/Principal Business Activity- "A personal LLC to put my personal real estate holdings into for better management I am setting up now upon approval from UBS"/ Role -Proprietor / owner/ Duty- Managing real estate activities including rental/Comp - No 6) Mobile work express/ Category- Company/ Principal Business Activity- My wife is opening business to lease out a van to clients taking trips to basketball games, work functions, weddings, etc, like a limo service. I will be a member in her llc/ Role - Partner/ Duty - I will be 50% owner just due to the llc agreement and joint asset with spouse. I will help run the accounting for this small company./ Comp -No 7) Jedi Properties LLC, Investment Related. 1838 Sir Tyler Drive, Wilmington, NC 28405. Managing member of the LLC. 08/24/2023. 1 hour per month and zero hours during trading hours. Leasing entity for the team's office and to paid rent. 8) 3RockNC LLC, Investment Related. 1838 Sir Tyler Drive, Wilmington, NC 28405. Managing Member of LLC. 11/01/2013. 2 hours per month and 0 hours during trading hours. LLC holds title to commercial property that gets rented out. 9) CamCoastal Properties, LLC, Wilmington, NC. Investment related. Managing Member. 02/20/2006. 1 hour per month and 0 hours during trading hours. LLC is set up to buy and sell and manage real estate investments. LLC will also be used for managing personal investments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-24
S63 Uniform Securities Agent State Law Examination 1996-08-16
  • S65 Uniform Investment Adviser Law Examination
    2002-08-24
  • S63 Uniform Securities Agent State Law Examination
    1996-08-16
Designations
Other Names
  • Chad Pearson
  • Michael C Pearson
  • Michael Charles Pearson
  • Chad Charles Pearson

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