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Charles Kingston Butler

Sequentis Capital LLC

Boston, MA

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Current Employers
Sequentis Capital Llc

One Boston Place 201 Washington St 26Th Floor, Boston, MA 02108 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-10-13
  • MA RA
    APPROVED
    Since 2020-10-13

Branch Locations

One Boston Place 201 Washington St 26Th Floor, Boston, MA 02108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 08/2015 02/2018
Self-Employed Canton MA 02/2018 02/2020
Vision 4 Fund Distributors, Llc Scottsdale AZ 02/2020 08/2020
Sequentis Capital Llc Boston MA 08/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-31
S63 Uniform Securities Agent State Law Examination 1996-07-08
  • S66 Uniform Combined State Law Examination
    2016-03-31
  • S63 Uniform Securities Agent State Law Examination
    1996-07-08
Other Names
  • Chuck Butler

View on SEC IAPD

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