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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-07-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Fka Linsco/Private Ledger Corp.) | Waterville | ME | 12/2002 | 07/2025 |
| Raymond James Financial Services, Inc. | Waterville | ME | 07/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Waterville | ME | 07/2025 | Present |
| Fischer Financial Services | Waterville | ME | 09/2015 | Present |
Fischer Financial Services; not investment related; Waterville, ME; DBA/support company; Advisor; Started 09/2015; 0hrs/month; 0hrs/month during trading hours; Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-23 |
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