Christopher Douglas Waldo

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 12/2022
  Td Ameritrade, Inc.
  Denver, CO
• 12/2022 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 11/2023 → Present
  Charles Schwab Bank, Ssb
  Lone Tree, CO

Previous Registrations

• 2013-08-21 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Denver, CO
  Denver, CO
  Denver, CO
• 2013-08-21 → 2022-10-14
  Td Ameritrade, Inc.
  Denver, CO
  Boulder, CO
  Lone Tree, CO

Other Businesses

1) Real Estate Rental | Investment Related:No|12800 w idaho dr |Lakewood|Colorado|80228|USA|Rental Services (Other than Real Estate)|Real Estate investor/ Property manager|9/15/2019|Less than 20|0.000000|rent out and manage renting the property that I own

Exams

• S66 Uniform Combined State Law Examination
  2013-04-26
• S63 Uniform Securities Agent State Law Examination
  2008-05-30

Other Names

• Chris Waldo