Brian Carroll Kelleher

Current Employers

Simplify Asset Management Inc.

10845 Griffith Peak Drive, 2/F, Las Vegas, NV 89135 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-08
TX	RA	APPROVED	2025-02-20

FL RA
APPROVED

Since 2025-04-08
TX RA
APPROVED

Since 2025-02-20

Branch Locations

Miami, FL • United States

10845 Griffith Peak Drive, 2/F, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pimco Investments Llc	New York	NY	04/2011	09/2020
Simplify Asset Management Inc.	Las Vegas	NV	09/2020	Present

04/2011 → 09/2020

Pimco Investments Llc

New York, NY
09/2020 → Present

Simplify Asset Management Inc.

Las Vegas, NV

Other Businesses

1) Partner in Purple Dawn Films LLC, will assist with providing some funding. Start date 4/15/2019. 0-1 hours per month, none during trading hours. 2) Owner of a rental property, not investment related 0-1 hours per month, none during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-02-19
S63	Uniform Securities Agent State Law Examination	1999-10-25

S65 Uniform Investment Adviser Law Examination

2025-02-19
S63 Uniform Securities Agent State Law Examination

1999-10-25

Other Names

Brian Carroll Kelleher

View on SEC IAPD