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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-19
  • TX RA
    APPROVED
    Since 2017-01-19

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Milwaukee WI 04/2011 12/2016
Wells Fargo Advisors Llc Milwaukee WI 05/2011 12/2016
Wells Fargo Clearing Services, Llc Milwaukee WI 05/2011 12/2016
First Command Financial Services Fort Worth TX 01/2017 Present
  • 04/2011 → 12/2016
    Wells Fargo Bank Na
    Milwaukee, WI
  • 05/2011 → 12/2016
    Wells Fargo Advisors Llc
    Milwaukee, WI
  • 05/2011 → 12/2016
    Milwaukee, WI
  • 01/2017 → Present
    First Command Financial Services
    Fort Worth, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-08-26
S66 Uniform Combined State Law Examination 2000-07-18
  • S63 Uniform Securities Agent State Law Examination
    2011-08-26
  • S66 Uniform Combined State Law Examination
    2000-07-18
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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