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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-29 |
| TX | RA | APPROVED_RES | 2010-10-01 |
| NJ | RA | APPROVED | 2010-09-21 |
Branch Locations
100 Campus Dr, Florham Park, NJ 07932 • United States
Key West, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 09/2010 | Present |
| Bank Of America, N.A. | Florham Park | NJ | 05/2011 | Present |
I*4521294 Entity Type: Name of OBA: The Tuxedo Club Address: Tuxedo Park, New York, 10987 Investment Related: No Position, Title, Association: Committee Employee Start Date: 06/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Tuxedo is a country club providing social networking and recreational activities for its members. I will be a member of the finance committee that reviews the club's budget and makes recommendations to the board of governors.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-23 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-23 |
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