Howard Lee Douglas

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Stifel Nicolaus & Co Inc
  Charlotte, NC

Previous Registrations

• 2008-01-01 → 2009-03-26
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 2004-02-05 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Charlotte, NC
  Charlotte, NC
  St. Louis, MO

Other Businesses

1. MCDF Orphans; 2895 Atwood Rd Winston-Salem NC 27103; Charity to benefit a specific village in Zimbabwe Africa; Member of Advisory Committee; Advise the founders on public relations and fundraising efforts; 12/1/17; 8.0 hours per year; not during securities trading hours; Not Investment-Related 2. South Beach Village Bluff Apts HPR 53-A; 6 Braddock Bluff Dr, Hilton Head Island, SC 29928; Home Owners Association; Vice-President; Help manage the association during the year; 11/01/2021; 3 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-08-23

Designations

• Certified Financial Planner