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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-11 |
| CA | RA | APPROVED | 2015-08-24 |
Branch Locations
444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Pasadena | CA | 05/2015 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2016 | Present |
*692578- Waggy Tail Weekend; Investment related: No; S Pasadena, California; Dog walking services on the weekend and holidays; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 8; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-31 |
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