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Thomas Joseph Gallagher

Mml Investors Services, LLC

San Antonio, TX

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-26
  • TX RA
    APPROVED
    Since 2019-07-26

Branch Locations

10101 Reunion Pl One Union Square-Ste 300, San Antonio, TX 78216-4157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Enfield CT 07/2001 03/2019
Mml Distributors, Llc Enfield CT 12/2001 03/2019
Mml Investors Services Inc Enfield CT 06/2009 03/2019
Massmutual San Antonio TX 07/2019 Present
Mml Investors Services, Llc San Antonio TX 07/2019 Present
Unemployed San Antonio TX 04/2019 07/2019
  • 07/2001 → 03/2019
    Mass Mutual Life Insurance
    Enfield, CT
  • 12/2001 → 03/2019
    Mml Distributors, Llc
    Enfield, CT
  • 06/2009 → 03/2019
    Mml Investors Services Inc
    Enfield, CT
  • 07/2019 → Present
    Massmutual
    San Antonio, TX
  • 07/2019 → Present
    Mml Investors Services, Llc
    San Antonio, TX
  • 04/2019 → 07/2019
    Unemployed
    San Antonio, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-09-21
  • S63 Uniform Securities Agent State Law Examination
    2006-09-21
Designations
Other Names
  • Thomas J Gallagher

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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