Walter C Hayne

Current Employers

Employment History

• 12/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX
• 03/2013 → Present
  Bank Of America, N.A
  San Antonio, TX

Previous Registrations

• 2006-11-20 → 2013-01-24
  South Texas Money Management, Ltd.
  San Antonio, TX

Other Businesses

I*112176For profit or not for profit: For-Profit Organization Name of outside business organization: JNWE, LLC Investment related: No Address of business: San Antonio, Texas 78209Nature of business: LLC Position, title, association: Limited Partner, Start date of relationship: 10/28/2011 Number of hours devoted: 1 hour Annually Number of hours devoted during trading hours: 0 I*119826For profit or not for profit: For-Profit Organization Name of outside business organization: Point Investments, Ltd. Investment related: Yes Address of business: San Antonio, Texas 78209 Nature of business: Limited Partnership, Position, title, association: Limited Partner, Limited Partner, no position Start date of relationship: 2/28/1995Number of hours devoted: 1 hour Annually Number of hours devoted during trading hours: 1Duties: Holds family investment assets No responsibilities or tasks - limited partner I*344627 For profit or not for profit: For-Profit Organization Name of outside business organization: AS Gage Ranches Partnership, Ltd. Investment related: N Address of business: San Antonio, Texas 78212 Nature of business: Limited Partnership, Position, title, association: Limited Partner, Start date of relationship: 12/7/2012Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: limited partner with 4 percent ownership I*: 2070295Entity Type: Entity For Profit Name of OBA: Go Down Moses, LLC Address: Oxford, Mississippi, 38655 Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/16/2024No Hours: 2hr/mo No Hours during trading: 0Duties: LLC that holds investment real estate wholly owned by the Walter C Hayne GST Trust, previously disclosed, of which Walter Hayne is beneficial owner; property is a vacation home now but could be rented in the future. I*2077283, Entity Type, Entity for Profit, Name of OBA: RJR Riverside Properties Ltd, Address: San Antonio, TX, 78231, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 08/16/2023, No Hours: 2hrs/Ann, No Hours during trading: 0, Duties: Entity is an estate planning vehicle used to pass investment real estate to successive generations of FA's family. As a limited partner, Advisor has not had a responsibilities in the entity historically until August of 2023 when all of the limited partners were added to a checking account, which was done for convenience by the CPA handling admin than as an ongoing active duty. FA has not signed any checks to date and asked to be removed from the checking account as signer. I* 2070288, Entity Type: Entity For Profit Name of OBA: Paisano Cattle Co., LLC Address: San Antonio, Texas, 78231 Investment Related: No Position, Title, Association: Other Employee Start Date: 06/13/202 No Hours: 1 hr. monthly No Hours during trading: 0 Duties: Manager of general partnership of entity that oversees the operation of a small farming operation I*: 2078282 Entity Type: For Profit Name of OBA: Kendall Partners, Ltd Address: San Antonio, TX 78231 Investment Related: No Position, Title, Association: Limited Partnership Employee Start Date: 08/16/2023 Number of Hours: 0 Number of Hours during trading: 0 Duties: Entity owns agriculture real estate in TX. No individual ownership. No role other than FA was added as signer on checking account in August 2023, along with other family members, as a matter of convenience for the CPA who handles admin for the entity. No activity since added as a signer.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-04-05
• S65 Uniform Investment Adviser Law Examination
  2006-11-17

Other Names

• Walter Catto Hayne