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Timothy Wayne Prevo

Wells Fargo Clearing Services, LLC

Waukesha, WI

Kenosha, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-22
WI RA APPROVED 2019-04-18
  • TX RA
    APPROVED_RES
    Since 2019-04-22
  • WI RA
    APPROVED
    Since 2019-04-18

Branch Locations

20800 Swenson Dr Ste 200 Crossroads Corporate Center, Waukesha, WI 53186 • United States

600 52Nd St Ste 100, Kenosha, WI 53140 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chicago IL 06/2009 04/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2019
Morgan Stanley Smith Barney Llc Waukesha WI 06/2015 04/2019
Wells Fargo Clearing Services Llc Waukesha WI 04/2019 Present
  • 06/2009 → 04/2019
    Morgan Stanley Smith Barney Llc
    Chicago, IL
  • 01/2015 → 04/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2015 → 04/2019
    Morgan Stanley Smith Barney Llc
    Waukesha, WI
  • 04/2019 → Present
    Wells Fargo Clearing Services Llc
    Waukesha, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-24
S63 Uniform Securities Agent State Law Examination 1997-10-27
  • S65 Uniform Investment Adviser Law Examination
    1997-11-24
  • S63 Uniform Securities Agent State Law Examination
    1997-10-27
Other Names
  • Timothy W. Prevo

View on SEC IAPD

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Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Waukesha, WI

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