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Todd Eugene Carter

Frost Investment Services

San Antonio, TX

Dallas, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-17
  • TX RA
    APPROVED_RES
    Since 2022-08-17

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

15030 Preston Rd Ste 934, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Frisco TX 09/2003 04/2022
Raymond James Financial Services Advisors, Inc Frisco TX 01/2009 04/2022
Legacy Texas Bank Frisco TX 02/2015 04/2022
Unemployed Plano TX 04/2022 07/2022
Prosperity Bank Plano TX 08/2003 03/2022
Frost Bank Dallas TX 07/2022 Present
Frost Brokerage Services, Inc. Houston TX 07/2022 Present
  • 09/2003 → 04/2022
    Raymond James Financial Services
    Frisco, TX
  • 01/2009 → 04/2022
    Raymond James Financial Services Advisors, Inc
    Frisco, TX
  • 02/2015 → 04/2022
    Legacy Texas Bank
    Frisco, TX
  • 04/2022 → 07/2022
    Unemployed
    Plano, TX
  • 08/2003 → 03/2022
    Prosperity Bank
    Plano, TX
  • 07/2022 → Present
    Frost Bank
    Dallas, TX
  • 07/2022 → Present
    Frost Brokerage Services, Inc.
    Houston, TX
Previous Registrations
  • 2009-01-02 → 2018-09-05
    Raymond James Financial Services Advisors, Inc
    Plano, TX
    Frisco, TX
    Frisco, TX
  • 2003-10-01 → 2009-01-02
    Raymond James Financial Services, Inc.
    Plano, TX
    Frisco, TX
  • 2002-09-13 → 2003-05-23
    Banc One Securities Corporation
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1996-06-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1996-06-24
Other Names
  • Todd Eugene Carter
  • Todd E Carter

View on SEC IAPD

Other Firms

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KESTRA ADVISORY SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
ULRICH INVESTMENT CONSULTANTS

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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