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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-13 |
Branch Locations
100 S. Ashley St. Suite 600 - Office 647, Tampa, FL 33602 • United States
3000 Schwab Way, Westlake, TX 76262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rhode Island Army National Guard | East Greenwich | RI | 01/2000 | Present |
| Nationwide Investment Services Corp | Columbus | OH | 03/2007 | 07/2021 |
| Mfs Fund Distributors, Inc. | Boston | MA | 07/2021 | 09/2023 |
| Charles Schwab & Co., Inc. | Tampa | FL | 01/2024 | Present |
1) Rhode Island Army National Guard | Investment Related:No|Camp Fogarty, 2841 S County Trail|East Greenwich|RI|02818|United States|Military|Military Officer - G4 - Director|1/1/2000|20-40|0|Director of Logistics for Rhode Island National Guard, 2) Rental Property - 140 Newton Street, Brighton, MA 02135 | Investment Related:No|140 Newton Street, Unit 5|Brighton|MA|02135|United States|Real Estate (Non-Agent/Broker)|Owner|2/1/2006|Less than 20|0|Owner of property, responsibilities include rental duties, finding tenants, working on maintenance requests, etc , 3) Rental Property - 3302 W Oakellar Ave, Tampa, FL 33611 | Investment Related:No|3302 W. Oakellar Ave|Tampa|FL|33611|United States|Real Estate (Non-Agent/Broker)|Owner|11/1/2011|Less than 20|0|Owner of property, responsibilities include rental duties, finding tenants, working on maintenance requests, etc, 4) Rental Property - 3323 W Knights Ave, Tampa, FL 33611 | Investment Related:No|3323 W Knights Ave|Tampa|FL|33611|United States|Real Estate (Non-Agent/Broker)|Owner|6/1/2014|Less than 20|0|Approximately 3 hours per month, This position is not investment related and generally not performed during business hours., 5) Rental Property - 3322 W Knights Ave, Tampa, FL 33611 | Investment Related:No|3322 W Knights Ave|Tampa|FL|33611|United States|Real Estate (Non-Agent/Broker)|Owner|9/1/2014|Less than 20|0|Owner of property, responsibilities include rental duties, finding tenants, working on maintenance requests, etc, 6) CMMM Services, LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner / Manager|12/1/2016|Less than 20|0|Owner of LLC which invests in Real Estate Properties, 7) CEM, INC | Investment Related:No|Financial Services|President|4/1/2025|Less than 20|0|Entity established in connection with Reps independent broker relationship with firm, for Liability protection and Tax purposes
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-03 |
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