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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-13
  • FL RA
    APPROVED
    Since 2024-02-13

Branch Locations

100 S. Ashley St. Suite 600 - Office 647, Tampa, FL 33602 • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rhode Island Army National Guard East Greenwich RI 01/2000 Present
Nationwide Investment Services Corp Columbus OH 03/2007 07/2021
Mfs Fund Distributors, Inc. Boston MA 07/2021 09/2023
Charles Schwab & Co., Inc. Tampa FL 01/2024 Present
  • 01/2000 → Present
    Rhode Island Army National Guard
    East Greenwich, RI
  • 03/2007 → 07/2021
    Nationwide Investment Services Corp
    Columbus, OH
  • 07/2021 → 09/2023
    Mfs Fund Distributors, Inc.
    Boston, MA
  • 01/2024 → Present
    Tampa, FL
Other Businesses

1) Rhode Island Army National Guard | Investment Related:No|Camp Fogarty, 2841 S County Trail|East Greenwich|RI|02818|United States|Military|Military Officer - G4 - Director|1/1/2000|20-40|0|Director of Logistics for Rhode Island National Guard, 2) Rental Property - 140 Newton Street, Brighton, MA 02135 | Investment Related:No|140 Newton Street, Unit 5|Brighton|MA|02135|United States|Real Estate (Non-Agent/Broker)|Owner|2/1/2006|Less than 20|0|Owner of property, responsibilities include rental duties, finding tenants, working on maintenance requests, etc , 3) Rental Property - 3302 W Oakellar Ave, Tampa, FL 33611 | Investment Related:No|3302 W. Oakellar Ave|Tampa|FL|33611|United States|Real Estate (Non-Agent/Broker)|Owner|11/1/2011|Less than 20|0|Owner of property, responsibilities include rental duties, finding tenants, working on maintenance requests, etc, 4) Rental Property - 3323 W Knights Ave, Tampa, FL 33611 | Investment Related:No|3323 W Knights Ave|Tampa|FL|33611|United States|Real Estate (Non-Agent/Broker)|Owner|6/1/2014|Less than 20|0|Approximately 3 hours per month, This position is not investment related and generally not performed during business hours., 5) Rental Property - 3322 W Knights Ave, Tampa, FL 33611 | Investment Related:No|3322 W Knights Ave|Tampa|FL|33611|United States|Real Estate (Non-Agent/Broker)|Owner|9/1/2014|Less than 20|0|Owner of property, responsibilities include rental duties, finding tenants, working on maintenance requests, etc, 6) CMMM Services, LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner / Manager|12/1/2016|Less than 20|0|Owner of LLC which invests in Real Estate Properties, 7) CEM, INC | Investment Related:No|Financial Services|President|4/1/2025|Less than 20|0|Entity established in connection with Reps independent broker relationship with firm, for Liability protection and Tax purposes

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-03
  • S63 Uniform Securities Agent State Law Examination
    1996-07-03
Designations
Other Names
  • Craig Moore

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