Gregory Louis Cohn

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-02
CA	RA	APPROVED	2003-08-06

TX RA
APPROVED_RES

Since 2020-03-02
CA RA
APPROVED

Since 2003-08-06

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

Pleasanton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Pleasanton	CA	03/2001	Present
Mml Investors Services, Llc	Pleasanton	CA	03/2001	Present

03/2001 → Present

Massmutual Life Insurance Co

Pleasanton, CA
03/2001 → Present

Mml Investors Services, Llc

Pleasanton, CA

Other Businesses

(1) NAME: LEGACY RACING-MR. RIPPLE, LLC INV REL: N ADD: AT RESDENTIAL ADDRESS NATURE: JOINTLY OWN A THOROUGHBRED RACEHORSE POSITION: JOINT OWNER START DATE: 5/27/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: THIS IS COMPLETELY PASSIVE. WE SIMPLY SHARE FOR ONGOING EXPENSES OF TRAINING, ETC UNTIL THE HORSE IS FIT TO RUN RACES. (2) NAME: GREG COHN INV REL: Y ADD: AT RESDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 05/15/2026 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: CALL ON SITE MANAGER IF ANYTHING NEEDS REPAIR.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-08-05
S63	Uniform Securities Agent State Law Examination	1996-06-20

S65 Uniform Investment Adviser Law Examination

2003-08-05
S63 Uniform Securities Agent State Law Examination

1996-06-20