Shawn Michael Johnson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1999 → Present
  Merrill Lynch, Pierce, Fenner&Smith Inc.
  Lubbock, TX
• 12/2009 → Present
  Bank Of America, Na
  Lubbock, TX

Other Businesses

I*28009 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ALI AND SHAWN JOHNSON INVESTMENT RELATED: N ADDRESS OF BUSINESS: LUBBOCK, TEXAS 79416 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 9/1/2005 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY WIFE AND I OWN RELATIVELY SMALL PERCENTAGES OF OIL & GAS WELLS - BOTH ROYALTY AND WORKING INTEREST POSITIONS. WE HAVE ONLY A PASSIVE ROLE AND DO NOT MANAGE ANY OF THE WELLS/INTERESTS. WE MERELY OWN INTERESTS AND COLLECT OUR PERCENTAGE OF REVENUE

Exams

• S66 Uniform Combined State Law Examination
  1999-11-01