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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| FL | RA | APPROVED | 1998-01-23 |
Branch Locations
501 S Dakota Ave Ste 1, Tampa, FL 33606-2579 • United States
Tampa, FL • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clearwater | FL | 09/1996 | 03/2020 |
| Ameriprise Financial Services, Llc | Tampa | FL | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-19 |
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