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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Phoenix Home Life | Rochester | NY | 04/1996 | Present |
| Wall Street Financial Group | Fairport | NY | 07/2002 | 09/2016 |
| Securities America, Inc. | Rochester | NY | 09/2016 | 06/2024 |
| Securities America Advisors, Inc. | La Vista | NE | 09/2016 | 06/2024 |
| Osaic Wealth, Inc. | Rochester | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | Rochester | NY | 06/2024 | Present |
1. NONE POSITION: Sales and service NATURE: Sales and service of life insurance (Term, Wholelife, VUL, UL) and annuities (VA & Fixed)to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1996 ADDRESS: 160 Linden Oaks Dr., Rochester NY 14625 DESCRIPTION: I currently advise/sell life insurance (Term, Wholelife, VUL, UL) and annuities (VA & Fixed)to clients. 2. BLUEMARK ADVISORS POSITION: Financial Professional NATURE: DBA used for securities and advisory business through Osaic Wealth INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/11/2024 ADDRESS: 160 Linden Oaks Dr., Rochester NY 14625, United States DESCRIPTION: DBA used for securities and advisory business through Osaic Wealth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-26 |
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