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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-21
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

2 S Beaver St, Flagstaff, AZ 86001 • United States

1030 Willow Creek Rd, Prescott, AZ 86301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Flagstaff AZ 10/2009 Present
Bank Of America, N.A. Flagstaff AZ 07/2011 Present
Previous Registrations
  • 2002-08-15 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Flagstaff, AZ
    Flagstaff, AZ
    Prescott Valley, AZ
    Cottonwood, AZ
    Flagstaff, AZ
    Sedona, AZ
    Flagstaff, AZ
    Prescott, AZ
Other Businesses

I*947307, Name of OBA: Rental Property 1 Address: Tucson, AZ Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 8/8/ No Hours: 1 Monthly No Hours during trading: 0 Duties: I*1288257 Entity Type: For Profit Name of outside business organization: Stress Management LLCInvestment related: NAddress of business: Flagstaff, Arizona, 86001 Position, title, association: General Partner/Managing Member Start date of relationship: 5/8/2023 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: I will be the managing partner of the LLC. The purpose of the LLC is for potential liability. This is a houseboat on Lake Powell that I have a 2/3 interest in the other 1/3 interest is a non client. I*3663293, Entity Type: Fiduciary role Name of OBA: M Lightfoot, Address: Tucson, Arizona, 85742, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/01/2026, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3673273, Entity Type: Fiduciary role Name of OBA: D L, Address: Tucson, Arizona, 85742, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/01/2026, No Hours: 5 Yearly, No Hours during Trading: 1 Yearly, Duties: I*4052271, Entity Type: Fiduciary role Name of OBA: T H TTEE N H TTEE U/A DTD 06/09/2022 , Address: Flagstaff, Arizona, 86001, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 03/16/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4354270Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO M. F. L. IRRA FBO M. F. L.Address: Flagstaff, Arizona, 86001Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 04/30/2026Number of Hours: 12, YearlyNumber of Hours during trading: 0Duties: Power of Attorney/Parents I*4354272Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO D. K L. IRA FBO D. K .L.Address: Flagstaff, Arizona, 86001Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 04/30/2026Number of Hours: 12, YearlyNumber of Hours during trading: 0Duties: Power of Attorney/Parents I*4354273Entity Type: Fiduciary roleName of OBA: D. K L. TTEE M. F L. TTEE U/A DTD 06/10/2011Address: Flagstaff, Arizona, 86001Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 04/30/2026Number of Hours: 12, YearlyNumber of Hours during trading: 0Duties: Power of Attorney/Parents I*4354274, Entity Type: , Name of OBA: D K L TTEE M F L TTEE U/A DTD 06/10/2011 , Address: Flagstaff, Arizona, 86001, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/30/2026, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-19
S63 Uniform Securities Agent State Law Examination 1996-08-14
  • S65 Uniform Investment Adviser Law Examination
    1997-09-19
  • S63 Uniform Securities Agent State Law Examination
    1996-08-14
Other Names
  • Tj Hidinger

View on SEC IAPD

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