Howard M Skillrud

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  San Antonio, TX
• 03/2020 → 12/2025
  Ameriprise Financial Services, Llc
  San Antonio, TX
• 12/2025 → Present
  Lpl Financial
  San Antiono, TX
• 12/2025 → Present
  Upstream Investment Partners
  San Antonio, TX

Previous Registrations

• 1996-08-13 → 2025-12-22
  Ameriprise Financial Services, Llc
  Beeville, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX

Other Businesses

1. 11/2025 - Santa Rosa Childrens Hosptial - Non-Profit Board Member - Not Inv Related - 01 Hour(s)/Month - 01 Hour(s) During Trading - San Antonio, TX, 78201 - OBA Start Date: 08/01/2016 2. 11/2025 - Childrens Hospital of San Antonio - Non-Profit Board Member - Not Inv Related - 02 Hour(s)/Month - 02 Hour(s) During Trading - San Antonio, TX, 78251 - OBA Start Date: 01/01/2021 3. 11/2025 - Upstream Investment Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 12/5/2025 4. 11/2025 - Heartland Management Services LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - San Antonio, TX, 78257 - OBA Start Date: 01/03/2017

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-08-12