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Jessica L Szeflin

Ameriprise Financial Services, LLC

Edina, MN

Minneapolis, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-03-22
  • MN RA
    APPROVED
    Since 2022-03-22

Branch Locations

5220 Lincoln Drive Apt 139, Edina, MN 55436 • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 07/2007 01/2022
Cetera Advisors Llc Denver CO 05/2013 08/2018
Cetera Advisor Networks Llc El Segundo CA 05/2013 08/2018
Cetera Financial Specialists Llc Schaumburg IL 05/2013 08/2018
Vsr Financial Services Overland Park KS 04/2015 11/2016
Girard Securities Inc San Diego CA 04/2015 11/2017
Investors Capital Corp Lynnfield MA 04/2015 11/2016
Legend Equities Corporation Palm Beach Gardens FL 04/2015 12/2016
First Allied Securities, Inc. San Diego CA 04/2015 08/2018
Summit Brokerage Services, Inc. Boca Raton FL 04/2015 08/2018
Cetera Investment Advisers Llc St. Cloud MN 08/2018 01/2022
Ameriprise Financial Services, Llc Minneapolis MN 01/2022 Present
  • 07/2007 → 01/2022
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2013 → 08/2018
    Cetera Advisors Llc
    Denver, CO
  • 05/2013 → 08/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 05/2013 → 08/2018
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2015 → 11/2016
    Vsr Financial Services
    Overland Park, KS
  • 04/2015 → 11/2017
    Girard Securities Inc
    San Diego, CA
  • 04/2015 → 11/2016
    Investors Capital Corp
    Lynnfield, MA
  • 04/2015 → 12/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 04/2015 → 08/2018
    First Allied Securities, Inc.
    San Diego, CA
  • 04/2015 → 08/2018
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 08/2018 → 01/2022
    Cetera Investment Advisers Llc
    St. Cloud, MN
  • 01/2022 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Previous Registrations
  • 2018-08-21 → 2022-02-03
    Cetera Investment Advisers Llc
    St. Cloud, MN
  • 2014-01-08 → 2018-08-03
    Cetera Wealth Services, Llc
    El Segundo, CA
    St Cloud, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1999-07-15
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1999-07-15
Other Names
  • Jessica L Williams
  • Jessica Leigh Williams
  • Jessica Leigh Williams
  • Jessica L Szeflin
  • Jessica Leigh Szeflin

View on SEC IAPD

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