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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-18 |
| VA | RA | APPROVED | 2015-05-18 |
Branch Locations
9097 Atlee Station Rd Suite 304, Mechanicsville, VA 23116 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Mechanicsville | VA | 06/2001 | Present |
| Mml Investors Services, Inc. | Mechanicsville | VA | 06/2001 | Present |
(1) NAME: RENTAL HOME INV REL: Y ADD: 2257 HIGH BUSH CIR, GLEN ALLEN, VA 23060 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 4/2009 NO HR/MO: 2 NO HR/MO DURING TRADING: 0. (2) NAME: SP FINANCIAL SERVICES, INC. OR SCOTT PACIOCCO OR FINANCIAL GROUP OF VA INC. INV REL: Y ADD: 9097 ATLEE STATION RD, SUITE 304, MECHANICSVILLE, VA 23116 NATURE: LIFE AND HEALTH INSURANCE SALES POSITION: AGENT START DATE: 8/2010 NO HR/MO: 5 NO HR/MO DURING TRADING: 5.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-19 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-03 |
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