James Keith Larkin

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1996-09-19

TX RA
APPROVED

Since 1996-09-19

Branch Locations

Frisco, TX • United States

7460 Warren Pkwy Ste 260, Frisco, TX 75034 • United States

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Plano	TX	09/2005	03/2020
Ameriprise Financial Services, Llc	Frisco	TX	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Plano, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Frisco, TX

Other Businesses

Outside Employment; Random Walk band; band member - band member; ; 5115 Kiowa Dr., ,; Not Investment-Related; 01/07/2017; 10 to 19 hours per month; 0 during trading hours / Acoustic Asylum band; band member - band member; Band; 5115 Kiowa Dr.Frisco, TX 75034, ,; Not Investment-Related; 03/28/2011; 20 to 39 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-09-12

S63 Uniform Securities Agent State Law Examination

1996-09-12

Other Names

Jim Larkin

View on SEC IAPD