Kenneth Joseph Paull

Employer firm

Sequoia Financial Group, L.l.c. CRD 117756

$32.2B regulatory AUM 100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-07-15
TX	RA	APPROVED	2019-07-10
OH	RA	APPROVED	2016-10-03

CA RA
APPROVED

Since 2019-07-15
TX RA
APPROVED

Since 2019-07-10
OH RA
APPROVED

Since 2016-10-03

Branch Locations

2000 Auburn Dr. Ste 350, Beachwood, OH 44122 • United States

3500 Embassy Parkway, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rav Financial Services, Llc	Independence	OH	01/1994	09/2016
Sequoia Financial Group, Llc	Beachwood	OH	10/2016	Present
Sequoia Financial Advisors, Llc	Beachwood	OH	10/2016	Present

01/1994 → 09/2016

Rav Financial Services, Llc

Independence, OH
10/2016 → Present

Sequoia Financial Group, Llc

Beachwood, OH
10/2016 → Present

Sequoia Financial Advisors, Llc

Beachwood, OH

Previous Registrations

2006-09-29 → 2016-10-28

Rav Financial

Beachwood, OH

Other Businesses

SEQUOIA FINANCIAL GROUP, LLC. 2000 AUBURN DR SUITE 350 BEACHWOOD, OHIO 44122. WEALTH MANAGEMENT & FINANCIAL PLANNING. INVESTMENT RELATED. START DATE - October 2016. 160 - 200 HOURS PER MO. ALL DURING TRADING HOURS. POSITION - MANAGING DIRECTOR, PRIVATE CLIENT SERVICES. RECEIVES SALARY AND ELIGIBLE FOR BONUS FROM SEQUOIA FINANCIAL GROUP, LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-06-09

S66 Uniform Combined State Law Examination

2000-06-09

Designations

Certified Financial Planner

Other Names

Ken Paull

View on SEC IAPD