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Richard James Woodworth

Pgim Investments LLC

Newark, NJ

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Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

100 Mulberry Street 6 Gateway Center 3, Newark, NJ 07102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pgim Investments,Llc Newark NJ 05/2004 Present
Prudential Investment Management Services Llc Newark NJ 09/2004 Present
  • 05/2004 → Present
    Pgim Investments,Llc
    Newark, NJ
  • 09/2004 → Present
    Prudential Investment Management Services Llc
    Newark, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-08
S63 Uniform Securities Agent State Law Examination 1999-11-17
  • S65 Uniform Investment Adviser Law Examination
    2002-08-08
  • S63 Uniform Securities Agent State Law Examination
    1999-11-17

View on SEC IAPD

Other Firms

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LANDY INVESTMENT MANAGEMENT LLC
LPL ENTERPRISE, LLC
VINANCE REALM LTD
PGIM REAL ESTATE ADVISORS LLC
PGIM PRIVATE PLACEMENT INVESTORS, L.P.
PRUDENTIAL SELECT STRATEGIES LLC
PGIM, INC.

Other Investors

AMELIA JEANETHA SAMUEL
ARNOLD LOUIS LANDY
CURTIS GREGORY GREEN
ALEJANDRO GABRIEL STAROSELSKI
Dana Lynn Simmons
GREGORY BLAINE VANMETER
DAWN PAGE HOLTMEIER
SARAH ROSE ZAWISTOWSKI

Other Offices

PRUCO SECURITIES, LLC · NEWARK, NJ
PRUCO SECURITIES, LLC. · NEWARK, NJ
LANDY INVESTMENT MANAGEMENT LLC · NEWARK, NJ
PRUCO SECURITIES, LLC. · NEWARK, NJ
LPL ENTERPRISE, LLC · NEWARK, NJ
VINANCE REALM LTD · NEWARK, NJ
PGIM INVESTMENTS LLC · NEWARK, NJ
PGIM REAL ESTATE ADVISORS LLC · NEWARK, NJ

More in Newark, NJ

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