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Thomas Edward Martin

Stifel, Nicolaus & Company, Incorporated

Bethel Park, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-05-14
TX RA APPROVED 2015-05-14
  • PA RA
    APPROVED
    Since 2015-05-14
  • TX RA
    APPROVED
    Since 2015-05-14

Branch Locations

2000 Oxford Drive, Suite 605, Bethel Park, PA 15102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.C Air National Guard Andrews Afb MD 08/1993 Present
Stifel Nicolaus & Co Inc Bethel Park PA 05/2015 Present
  • 08/1993 → Present
    D.C Air National Guard
    Andrews Afb, MD
  • 05/2015 → Present
    Stifel Nicolaus & Co Inc
    Bethel Park, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-01
S63 Uniform Securities Agent State Law Examination 1996-10-10
  • S65 Uniform Investment Adviser Law Examination
    2006-12-01
  • S63 Uniform Securities Agent State Law Examination
    1996-10-10

View on SEC IAPD

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Other Investors

CYNTHIA LOUISE FICKLEY
Britney Riana Hollick
BRETT ALLAN FOWLER
CHRISTOPHER ANDREA MERLO
Nicholas JAMES Zapatka
JACK EDWARD DRISCOLL
Lance Blaine Burgert
JANINE HEATHER BUTTERFIELD

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Bethel Park, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Bethel Park, PA
PNC WEALTH MANAGEMENT LLC · BETHEL PARK, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Bethel Park, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Bethel Park, PA
OSAIC WEALTH, INC. · BETHEL PARK, PA
EDWARD JONES · BETHEL PARK, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · BETHEL PARK, PA

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