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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-07-01
  • PA RA
    APPROVED
    Since 2026-07-01

Branch Locations

2000 Oxford Drive, Suite 605, Bethel Park, PA 15102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Federated Securities Corp. Pittsburgh PA 06/1995 01/2026
Federated Hermes, Inc. Pittsburgh PA 06/1995 01/2026
Federated Investment Counseling Pittsburgh PA 03/2005 01/2026
Mdt Advisers, A Division Of Federated Mdta Llc Boston MA 01/2011 01/2026
Federated Global Investment Management Corp New York NY 01/2011 01/2026
Stifel, Nicolaus & Company, Incorporated Bethel Park PA 06/2026 Present
Unemployed Bethel Park PA 01/2026 06/2026
Previous Registrations
Other Businesses

1. Ridge, Barrett, Baile, LLC; 323 Mckee Place Pittsburgh, PA 15213; rent to students attending Univ of Pittsburgh; owner; rent to Univ of Pittsburgh students. We keep up with the home. When something breaks, we send the right handyman to fix things; 10/25/2023; 4hrs/mth; Not during securities trading hours; Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-30
S63 Uniform Securities Agent State Law Examination 1998-05-29
  • S66 Uniform Combined State Law Examination
    2005-03-30
  • S63 Uniform Securities Agent State Law Examination
    1998-05-29

View on SEC IAPD

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