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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
| SD | RA | APPROVED | 2024-11-14 |
Branch Locations
Sioux Falls, SD • United States
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Sioux Falls | SD | 08/2006 | 11/2020 |
| Principal Securities Inc | Sioux Falls | SD | 03/2016 | 11/2020 |
| Stifel, Nicolaus & Company, Incorporated | Sioux Falls | SD | 11/2020 | 10/2022 |
| Pruco Securities Llc | St Louis Park | MN | 03/2023 | 11/2024 |
| The Prudential Insurance Company Of America | St Louis Park | MN | 03/2023 | Present |
| Dakota Pines Lodging Lcc | Sioux Falls | SD | 11/2022 | 02/2023 |
| Lpl Enterprise, Llc | St. Louis Park | MN | 11/2024 | Present |
SALES & MARKETING EXECUTIVES, INC OF SIOUX FALLS POSITION: 1st Vice President on the Executive Board of Directors NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2021 ADDRESS: 101 N Main #308, Sioux Falls SD 57104, United States DESCRIPTION: Oversight of the non-profit organization dedicated to developing and sustaining leaders in the greater Sioux Falls area. NOTARY PUBLIC POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/21/2021 ADDRESS: 7312 S Ludlow Ln, Sioux Falls SD 57108, United States DESCRIPTION: Notarizing documents DAKOTA PINES LODGING LLC POSITION: Owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2021 ADDRESS: 7312 S Ludlow Ln, Sioux Falls SD 57108, United States DESCRIPTION: Oversight of rental properties for vacationers. POA/CONTINGENT CO-TRUSTEE FOR MY MOTHER POSITION: POA/Contingent Co-Trustee for my mother NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 7312 S Ludlow Ln, Sioux Falls SD 57108, United States DESCRIPTION: POA/Contingent Co-Trustee for my mother
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-20 |
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