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Current Employers
Global Assets Advisory, Llc

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-05-24
  • FL RA
    APPROVED
    Since 2019-05-24

Branch Locations

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Oviedo, FL • United States

International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-07-11
  • FL RA
    APPROVED
    Since 2017-07-11

Branch Locations

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Oviedo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
International Assets Advisory Llc Orlando FL 10/2015 Present
Global Assets Advisory, Llc Orlando FL 04/2019 Present
International Assets Investment Management, Llc Orlando FL 06/2017 Present
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC - 111 N. ORANGE AVENUE, SUITE 1000, ORLANDO, FL 32801 - REGISTERED INVESTMENT ADVISORY - INVESTMENT ADVISOR REPRESENTATIVE SINCE 6/2017 - APPROX 160 HRS/MO - FEE BASED COMPENSATION 2) GLOBAL ASSETS ADVISORY, LLC - 111 N. ORANGE AVENUE, SUITE 1000, ORLANDO, FL 32801 - REGISTERED INVESTMENT ADVISORY - INVESTMENT ADVISOR REPRESENTATIVE SINCE 4/2019 - APPROX 10 HRS/MO - FEE BASED COMPENSATION 3) INSURANCE SALES 2815 STRAND LOOP COURT, OVIEDO, FL 32765 - AGENT SINCE 9/2018 - APPROX 1 HR/MO - COMMISSIONS 4) PALLADIUM WEALTH ADVISORS, LLC 2815 STRAND LOOP COURT, OVIEDO, FL 32765 - PRIVATE LABEL ENTITY FOR FINANCIAL BUSINESS - MANAGING MEMBER SINCE 3/2022 - APPROX 1 HR/MO - NO COMPENSATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-21
S63 Uniform Securities Agent State Law Examination 2015-11-24
  • S66 Uniform Combined State Law Examination
    2017-06-21
  • S63 Uniform Securities Agent State Law Examination
    2015-11-24
Other Names
  • Mike Frustaci

View on SEC IAPD

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