David Alan Friello

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → 06/2017
  Metlilfe Securities Inc
  Plymouth Meeting, PA
• 07/2016 → 06/2017
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 06/2017
  Mml Investors Services, Llc
  Erie, PA
• 06/2017 → 11/2025
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2017 → 11/2025
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 11/2025 → Present
  Lpl Financial
  Erie, PA

Previous Registrations

• 2017-06-23 → 2025-12-01
  Cambridge Investment Research Advisors, Inc.
  Erie, PA
  Pittsburgh, PA
• 2017-03-25 → 2017-06-30
  Mml Investors Services, Llc
  Erie, PA
  Pittsburgh, PA
  Erie, PA
• 2007-09-18 → 2017-03-25
  Msi Financial Services, Inc.
  Pittsburgh, PA
  Meadville, PA
  Springfield, MA
  Springfield, MA
  Erie, PA
  Erie, PA
  Baltimore, MD

Other Businesses

1. 11/2025 - Thomas Financial Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 10 Hrs During Trading - Pittsburgh, PA 15220 - OBA Start Date: 11/25/2025 2. 11/2025 - David Friello - Non-Variable Insurance - Investment Related - 10 Hrs/Mth - 10 Hrs During Trading - Pittsburgh, PA 15220 - OBA Start Date: 11/25/2025

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-26

Other Names

• David Friello
• David A Friello