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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-02 |
Branch Locations
1319 Marsh St 100 [Satellite], San Luis Obispo, CA 93401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Luis Obispo | CA | 05/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Luis Obispo | CA | 11/2016 | 02/2024 |
| Wells Fargo Advisors Financial Network, Llc | San Luis Obispo | CA | 02/2024 | Present |
NOTARY PUBLIC, NOT INV RELATED, STATE OF CALIFORNIA, START 9/22/2016, 5 HOURS PER MONTH, 1 HOUR DURING TRADING. RENTAL PROPERTY, INV RELATED, TEMPLETON, CA, 100% OWNERSHIP, START 12/1/2021, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-01 |
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