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Christopher Ryan Thompson

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 2757578

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-09-04
  • CO RA
    APPROVED
    Since 2018-09-04

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ifs Securities, Inc. Parker CO 04/2018 08/2018
Charles Schwab & Co., Inc. Lone Tree CO 08/2018 Present
Unemployed Parker CO 01/2018 04/2018
Investment Professionals Inc. Englewood CO 11/2010 07/2017
Sb Value Partners, L.P. Parker CO 07/2017 12/2017
  • 04/2018 → 08/2018
    Ifs Securities, Inc.
    Parker, CO
  • 08/2018 → Present
    Lone Tree, CO
  • 01/2018 → 04/2018
    Unemployed
    Parker, CO
  • 11/2010 → 07/2017
    Investment Professionals Inc.
    Englewood, CO
  • 07/2017 → 12/2017
    Parker, CO
Previous Registrations
  • 2017-07-03 → 2018-01-08
    Parker, CO
  • 2017-06-14 → 2017-07-03
    Investment Professionals, Inc.
    Englewood, CO
    San Antonio, TX
    Colorado Springs, CO
Other Businesses

1) CKT Investments LLC | Investment Related:No|Other|Owner|5/14/2025|Less than 20|0|I plan to invest in Walters Baker, LLC through CKT Investments LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-06
S63 Uniform Securities Agent State Law Examination 1997-02-21
  • S65 Uniform Investment Adviser Law Examination
    2017-06-06
  • S63 Uniform Securities Agent State Law Examination
    1997-02-21
Other Names
  • Chris Thompson

View on SEC IAPD

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