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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-09-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ifs Securities, Inc. | Parker | CO | 04/2018 | 08/2018 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 08/2018 | Present |
| Unemployed | Parker | CO | 01/2018 | 04/2018 |
| Investment Professionals Inc. | Englewood | CO | 11/2010 | 07/2017 |
| Sb Value Partners, L.P. | Parker | CO | 07/2017 | 12/2017 |
1) CKT Investments LLC | Investment Related:No|Other|Owner|5/14/2025|Less than 20|0|I plan to invest in Walters Baker, LLC through CKT Investments LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-21 |
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