Harris Alan Nightingale

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2022 → Present
  11905 Oak Trail Way Llc
  Port Richey, FL
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  Nightingale Financial
  New York, NY

Previous Registrations

• 2003-04-15 → 2013-09-03
  Tower Square Securities, Inc.
  New York, NY
  New York, NY

Other Businesses

1. INDEPENDENT INSURANCE AGENT, LIFE, LONG TERM CARE, HEALTH, ACCIDENT AND DISABILITY, FROM BUSINESS ADDRESS, FOR 1HR/WK SINCE 2003; 2. NAME OF OTHER BUSINESS: SILVER FIN CAPITAL GROUP LLC; INVESTMENT RELATED: NO ; ADDRESS: 11 GRACE AVE., SUITE 406, GREAT NECK, NY 11021 ; NATURE OF BUSINESS: RESIDENTIAL / COMMERCIAL MORTGAGE ; START DATE:12/2022; APX NUMBER OF HOURS PER WEEK: 15 ; APX NUMBER OF HOURS DURING TRADING HOURS: 15 ; BRIEF DESCRIPTION OF DUTIES: MORTGAGE BROKER; 3. NAME OF OTHER BUSINESS: NIGHTINGALE FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & EXIT PLANNING (CEPA); 4. NAME OF OTHER BUSINESS: 11905 OAK TRAIL WAY LLC; INVESTMENT RELATED: NO ADDRESS: 11905 OAK TRAIL WAY, PORT RICHEY, FL 34668; NATURE OF BUSINESS: HOLDING COMPANY FOR PROPERTY; START DATE: 03/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: OWNER OF HOLDING COMPANY FOR PROPERTY; 5. NAME OF OTHER BUSINESS: ULEED LLC ; INVESTMENT RELATED: NO ; ADDRESS: 1001 S. MAIN ST. SUITE 700 KALLISPELL, MT 59901 ; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 2/2019 ; POSITION/TITLE/RELATIONSHIP: MEMBER/OWNER ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: PASSIVE PROPERTY HOLDING COMPANY ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-16
• S63 Uniform Securities Agent State Law Examination
  1996-07-29