Walter Richard May

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 03/2017
  Metlife Securities
  Boston, MA
• 03/2017 → Present
  Mml Investors Services, Llc
  Naples, FL
• 07/2016 → Present
  Massmutual Life Insurance Company
  Naples, FL

Previous Registrations

• 2015-03-02 → 2018-02-01
  Mariner
  Overland Park,, KS
  Boston, MA
• 2015-02-20 → 2017-03-25
  Msi Financial Services, Inc.
  Boston, MA
• 2013-01-04 → 2015-02-12
  Northwestern Mutual Investment Services, Llc
  Boston, MA
  Boston, MA

Other Businesses

Name: Walter May Inv rel: Y Add: 804C Main Street, Osterville, MA 02655 Nature: Outside Insurance Brokerage Position: Agent Start date: 02/01/2015 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: individual and group life, individual and group health

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-11-19
• S63 Uniform Securities Agent State Law Examination
  1997-01-13

Other Names

• May Richard Iii Walter