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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2024-10-14
TX RA APPROVED_RES 2016-10-05
FL RA APPROVED 2006-07-31
  • VT RA
    APPROVED
    Since 2024-10-14
  • TX RA
    APPROVED_RES
    Since 2016-10-05
  • FL RA
    APPROVED
    Since 2006-07-31

Branch Locations

814 A1A North Suites 100 And 303, Ponte Vedra Beach, FL 32082 • United States

Jacksonville Beach, FL • United States

Barnet, VT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Ponte Vedra Beach FL 07/2006 Present
  • 07/2006 → Present
    Raymond James & Associates
    Ponte Vedra Beach, FL
Previous Registrations
  • 1996-07-30 → 2006-08-01
    Morgan Stanley Dw Inc.
    Ponte Vedra Beach, FL
    Ponte Vedra, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-25
S63 Uniform Securities Agent State Law Examination 1997-03-10
  • S65 Uniform Investment Adviser Law Examination
    1997-06-25
  • S63 Uniform Securities Agent State Law Examination
    1997-03-10

View on SEC IAPD

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