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Kevin Ray Banner

Charles Schwab & Co., Inc.

Cottonwood Heights, UT

CRD 2756821

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
UT RA APPROVED 2013-04-11
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • UT RA
    APPROVED
    Since 2013-04-11

Branch Locations

6550 South Big Cottonwood Canyon Rd, Cottonwood Heights, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co, Inc Salt Lake City UT 04/2013 Present
Charles Schwab Bank Salt Lake City UT 04/2013 Present
  • 04/2013 → Present
    Charles Schwab & Co, Inc
    Salt Lake City, UT
  • 04/2013 → Present
    Charles Schwab Bank
    Salt Lake City, UT
Previous Registrations
  • 2012-04-11 → 2013-04-08
    Harrisdirect Llc
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-10
S63 Uniform Securities Agent State Law Examination 1996-06-24
  • S66 Uniform Combined State Law Examination
    2012-04-10
  • S63 Uniform Securities Agent State Law Examination
    1996-06-24

View on SEC IAPD

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