William Joseph Kieffer

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Evansville, IN
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Evansville, IN

Previous Registrations

• 2003-07-01 → 2018-03-09
  Wells Fargo Clearing Services, Llc
  Evansville, IN
  Evansville, IN
• 1997-12-12 → 2003-07-01
  Prudential Equity Group, Llc
  Evansville, IN

Other Businesses

LAKEVIEW LAND & DEVELOPMENT, LLC, INVESTMENT RELATED, ELBERFILED, IN., 100% OWNERSHIP WITH SPOUSE, START: 6/15/2006, 6 HOURS/MONTH, 0 DURING TRADING, LANDLORD. 1803 INVESTMENT MANAGEMENT LLC, INV RELATED, NEWBURGH, IN, 100% OWNER, START: 3/9/2018, 200 HOURS PER MONTH/8 DURING TRADING, DUTIES: FINET BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-23
• S63 Uniform Securities Agent State Law Examination
  1996-08-28

Other Names

• Bill Kieffer
• William J Kieffer
• William J (Jr) Kieffer