Peter Jose' D'ARruda

Current Employers

Employment History

• 05/2007 → Present
  Capital Financial Advisory Group, Llc
  Cary, NC
• 03/2010 → Present
  Global Financial Private Capital, Llc
  Sarasota, FL
• 07/2016 → Present
  Payne Capital Management, Llc
  Apex, NC
• 08/2016 → Present
  Eqis Capital Management, Inc.
  San Rafael, CA
• 06/2020 → Present
  Sofos Investments, Inc.
  Allen, TX

Previous Registrations

• 2016-08-23 → 2025-07-31
  Freedom Investment Management, Inc.
  Apex, NC
• 2020-07-30 → 2021-12-15
  Financial Gravity Asset Management, Inc.
  Apex, NC
  Austin, TX
• 2016-07-18 → 2016-11-08
  Payne Capital Management, Llc
  Apex, NC
  New York, NY
• 2010-03-17 → 2010-12-10
  Global Financial Private Capital, Inc.
  Cary, NC
  Sarasota, FL
• 2008-10-20 → 2008-12-31
  Capital Financial Advisory Group, Llc
  Apex, NC
• 2008-06-06 → 2008-08-25
  Horter Investment Management, Llc
  Cary, NC
• 2008-02-28 → 2008-06-05
  Questar Asset Management, Inc.
  Minneapolis, MN
• 2007-12-11 → 2008-02-11
  Capital Financial Advisory Group, Llc
  Apex, NC

Other Businesses

FINANCIAL RADIO SHOWS OFFERED TO OTHER FINANCIAL REPS AS WELL AS CPAS AND OTHER SHOWS ON SUBJECTS OTHER THAN FINANCIAL. I spend about half my business time each week working on the show and other media related activities. I've also been a licensed Life insurance agent in the state of North Carolina since July 1992. My insurance firm is known as Capital Financial & Insurance, LLC. I spend about 35% of my time in this capacity. I offer life insurance & annuities as a way to add proper balance to my client's portfolios and income & life planning decisions. Foundations Investment Advisors, LLC; Scottsdale, AZ; 8/2018; refer clients for business according to solicitor's agreement.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-03-06
• S65 Uniform Investment Adviser Law Examination
  2007-11-06

Other Names

• Pete Jose D'ARruda
• Peter Jose Darruda
• Peter Darruda